Global VASP regulatory 8 -pole comparison matrix — JP / KR / HK / SG / EU / US / UAE / UK

Confidence: Likely Updated 2026-05-24 Review by 2026-11-20 Sources 8 Machine-translated Original (JA)
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TL;DR

The world’s major VASP (Virtual Asset Service Provider) regulations have converged into a 8 -pole structure: Japan (FSA + JVCEA two-layer) / Korea (FSC + FIU single) / Hong Kong (SFC VATP) / Singapore (MAS DPT) / EU (MiCA CASP) / US (federal + 50 -state fragmentation) / UAE (VARA alone) / UK (FCA-AML-centered + phased full implementation). This entry compares them side by side along 13 axes: legal source, license tiers, required capital, segregation (cold storage %), AML/Travel Rule, stablecoin regulation, cross-border, marketing, representative enforcement cases, disclosure, and carve-outs. For details on each pole, start from jp-vasp-regulatory-timeline / eu-mica-casp-regime-overview / us-crypto-licensing-multi-layer-system / hk-sfc-vasp-licensing-overview / sg-mas-dpt-licensing-overview.

Wiki route

This entry sits under exchanges index. It is the cross-cut (横串) counterpart to the per-pole files above and reads against global stablecoin regulatory five-pole matrix for the parallel stablecoin axis, and legal/financial licenses for the system / regulatory boundary on the Japan side.

Key facts

  • Convergence of the 8 -pole structure: 2017 (Japan FSA registration system) → 2020 (Singapore PSA) → 2021 (Korea Act on Reporting and Use of Specific Financial Transaction Information) → 2023 (Hong Kong VATP / UK FCA promotion strengthening) → 2024 (EU MiCA CASP full implementation) → 2024-2025 (UAE VARA full operation), with the world’s major 8 poles completing the build-out of their VASP legal systems within 8 years
  • The world’s strictest cold-storage ratio is Hong Kong (98%), followed by Japan’s JVCEA self-regulation (95%)
PoleLegal source (statute)Primary regulatorVASP regime implementation
JapanRevised Payment Services Act (enacted 2016 / enforced 2017 ) + revised FIEA (2020 derivatives)FSA (Financial Services Agency) + self-regulation JVCEA2017-04 (jp-vasp-regulatory-timeline)
KoreaAct on Reporting and Use of Specific Financial Transaction Information (특정금융정보법) + Virtual Asset User Protection Act (enforced 2024-07 )FSC (금융위원회) + FIU (금융정보분석원)2021-03-25
Hong KongRevised AMLO (Anti-Money Laundering Ordinance) + SFO (Securities and Futures Ordinance)SFC (Securities and Futures Commission)2023-06-01 (hk-sfc-vasp-licensing-overview)
SingaporePayment Services Act 2019 (enforced 2020-01 )MAS (Monetary Authority of Singapore)2020-01
EUMiCA = Regulation (EU) 2023/1114ESMA (coordination) + national NCAs (BaFin/AMF/AFM, etc.)2024-12-30 CASP full implementation
USBank Secrecy Act + state Money Transmitter Acts + NY DFS Reg 200 (BitLicense) + Securities Act / CEAFinCEN (federal) / NYDFS (state) / SEC / CFTC / OCCfederal 1970 + NY BitLicense 2015-06 + OCC Trust 2021
UAEDubai Law No. 4 of 2022 + VARA Rulebooks (effective 2023-02 )VARA (Dubai) / ADGM-FSRA (Abu Dhabi)2022-03 established / 2023-02 rulebooks effective
UKMoney Laundering Regulations 2017 + FSMA 2023 extensionFCA (Financial Conduct Authority)2020-01 (MLR revision / AML registration)

B. License categories / tiers

PoleCategory nameCountTier structure
JapanCrypto-asset exchange registration / crypto-asset derivatives business (FIEA 1 type)2 (spot + derivatives)Single registration (Local Finance Bureau Director No. NNNNN)
KoreaVirtual asset service provider (VASP / 가상자산사업자)Subdivided within 1 categories into exchange/custody/brokerage/transferFIU registration + KISA ISMS certification (two-stage)
Hong KongVATP license (Type 1 + Type 7 SFC)1 (retail + institutional under the same license)Single
SingaporeDPT services = MPI / SPI / Money-Changing3 categoriesScale-based tiers
EUCASP = MiCA Article 60 services, 10 types10 (custody / trading / exchange / order execution, etc.)Authorization by service, obtainable in combination
US(a) FinCEN MSB / (b) state MTL ×~50 / (c) NY BitLicense / (d) OCC Trust / (e) SEC ATS or broker-dealer / (f) CFTC DCM/SEF4-6 -foldFederal + state matrix
UAE7 categories by VASP activity (Advisory / Broker-Dealer / Custody / Exchange / Lending / Management / Transfer)7Combined by activity
UKMLR crypto-asset business registration (current) → regulated activities (2026-2027 phased)1 → expandingAML single-layer → two-stage (planned)

C. Activity coverage (spot / derivatives / custody / staking / lending / NFT marketplace)

PoleSpotDerivCustodyStakingLendingNFT mkt
Japan○ (FIEA 1 type, separate license)△ under JVCEA self-regulation (jp-cex-staking-lending-regulation)△ same as above△ separately under review
Korea✕ (retail prohibited under the User Protection Act)△ guidance undetermined△ same as above
Hong Kong○ (institutional only, retail prohibited)✕ (2024-04 guidance pending)△ under review
Singapore△ (institutional, individual MAS approval)△ guidance-restricted△ same as above✕ cautious
EU△ (existing MiFID II framework)△ no MiCA staking provision△ separately△ application being sorted out
US○ (by state)○ (CFTC DCM / SEF)○ (Trust Charter)△ frequent SEC enforcement warnings△ cautious after Genesis et al. failures
UAE○ (VARA full permission)
UK○ (AML registration only)△ FCA separately△ FCA separately△ under discussion

D. Capital requirements / segregation

PoleMinimum capitalCustomer-asset segregationCold-storage ratio
JapanCapital of 1,000 万円 + positive net assetsCash in trust banks, crypto-assets segregatedCold 95% or more / hot 5% or less (JVCEA self-regulation, jp-vasp-cold-storage-segregation-rules)
KoreaBy business type (target around 10 億〜30 億 won)Customer deposits separately managed at banks (실명확인 입출금)70% cold in principle (FSC 2024 strengthening guidance)
Hong KongHK$5M (approx. 1 億円)Trust custody via a trustee98% or more (world’s strictest)
SingaporeMPI: SG$250K baseTrust account required (2024-)No ratio provision (intent indicated by MAS notice)
EUOrder transmission €50K / exchange & execution €125K / exchange & custody €150KTrust or segregation obligationNo ratio provision (NCA discretion)
USBy state (NY BitLicense effectively a high surety bond + capital)NY: customer assets backed in the same kind 100%By state; NY DFS effectively requires cold dominant
UAEBy VASP category (Exchange from AED 1.5M〜)Trust or segregated walletRisk-based provisions in the VARA Rulebook
UKNo provision (as it is currently MLR-based)Not obligatory under the MLR; to be introduced with the FSMA 2026+ extensionNo provision

E. Fit-and-proper / source of capital

  • Japan: Background screening of major shareholders / directors (anti-social forces, international sanctions, PEPs), proof of source of additional capital
  • Korea: Real-name-account banks conduct capital verification linked to KYC/CDD (bank 1:1 rule)
  • Hong Kong: SFC fit-and-proper test (the long-standing deeper test of character, background, financial condition, capability)
  • Singapore: MAS Notice on Fit and Proper Criteria (FSG-N16) applies
  • EU: MiCA Article 81 requires good repute of the management body + notification of large shareholders (qualifying holding)
  • US: NY BitLicense individually screens the Cybersecurity coordinator / Compliance Officer + background check
  • UAE: VARA requires senior management approval, with criminal-record / bankruptcy-record checks
  • UK: FCA Threshold Conditions + expanded application of the Senior Managers and Certification Regime (SMCR)

F. AML / Travel Rule implementation

PoleThresholdTravel RuleDomestic transmission infrastructure
JapanOver 10 万円 (remittance 10 万円 / receipt 30 万円 basis)Obligatory 2022-04 → strengthened 2026TRC-20 or Sumsub linkage, JVCEA common infrastructure (jp-vasp-aml-travel-rule-implementation)
KoreaOver 100 万 won (approx. 10 万円)Obligatory 2022-03Industry-common such as VerifyVASP
Hong KongOver HK$8,000Obligatory under the AMLO (2023-06-)Industry protocol, optional choice
SingaporeOver SG$1,500Obligatory under PSA Notice PSN02Industry protocol, optional
EU**Over €1,000 ** (TFR = Regulation 2023/1113)Fully implemented (CASP obligation)Sumsub / Notabene, etc.
USOver $3,000 (FinCEN Travel Rule, crypto-assets linked to OFAC)FinCEN proposed rule pendingTRP (Travel Rule Protocol)
UAEOver AED 3,500Obligatory under the VARA RulebookVARA approved protocols
UKOver £1,000 (Cryptoasset Travel Rule enforced 2023-09 )Fully implementedNotabene, etc.
  • Japan: Revised Payment Services Act enforced 2023-06 → only the 3 types of banks / trust banks / funds-transfer operators may issue (JPYC commenced operations 2025-)
  • Korea: Virtual Asset User Protection Act enforced 2024-07 ; stablecoin regulation to be separately legislated in 2026
  • Hong Kong: HKMA Stablecoin Ordinance enforced 2025-08-01 → fiat-pegged stablecoins require HKMA authorization
  • Singapore: MAS Stablecoin Framework announced 2023-08 ; SCS (Single-Currency Stablecoin) authorization system
  • EU: MiCA Title III (ART = Asset-Referenced Token) + Title IV (EMT = E-Money Token) implemented ahead from 2024-06-30
  • US: GENIUS Act federal stablecoin law enacted 2025-07 → a federal + state two-layer structure, with an OCC Trust Charter route as well
  • UAE: Stablecoins shared between the Central Bank Stored Value Facilities Reg + VARA
  • UK: FCA + Bank of England jointly regulate systemic stablecoins, 2026 legislation in progress

H. Cross-border solicitation / passporting

  • Japan: Solicitation toward domestic residents requires registration → FSA warnings to unregistered overseas operators (fsa-foreign-exchange-warning-system)
  • Korea: VASP registration required for solicitation toward domestic residents; foreign capital effectively excluded by the bank-account requirement
  • Hong Kong: SFC VATP required for Hong Kong residents; solicitation from outside is restricted
  • Singapore: Solicitation toward Singapore residents is subject to the PSA; foreign capital needs to obtain an MPI
  • EU: MiCA passporting: authorization in 1 countries → access to 27 countries (a decisive difference from the US 50 states)
  • US: State-by-state solicitation regulation, with foreign-capital fundraising routes such as Reg D / Reg S
  • UAE: VARA authorization covers all of the UAE (excluding DIFC); separate from ADGM; solicitation from outside is restricted
  • UK: Financial promotion toward UK residents must go through an FCA-authorized operator (strengthened 2023-10 )

I. Marketing / promotion rules

  • Japan: JVCEA advertising guidelines (risk warnings required, exaggerated expressions prohibited, restrictions on the use of celebrities)
  • Korea: Exaggerated advertising prohibited under the User Protection Act; risk-explanation obligation at the listing of new tokens
  • Hong Kong: SFC Code of Conduct applies; for retail, only large-liquidity tokens may be advertised
  • Singapore: 2022-01 MAS guidelines effectively ban retail advertising of DPT services entirely (a symbol of the institution-oriented hub)
  • EU: MiCA Article 7 (white paper) / Article 29 (marketing communications) require fair / clear / not misleading obligations
  • US: By state + SEC Reg BI / FINRA rule apply; influential persons require disclosure
  • UAE: VARA Marketing Regulations 2023-12 set detailed rules, with constraints even on the use of overseas influencers
  • UK: Financial Promotion Order + a cooling-off period of 24 hours (new customers must wait 24h after application), with risk-warning + appropriateness-assessment obligations

J. Representative enforcement cases (1-2 件 / pole)

  • Japan: Coincheck NEM 580 億円 outflow (2018-01) → business improvement order (details coincheck-nem-hack-detailed-analysis) ; DMM Bitcoin Lazarus hack (2024-05) → voluntary closure (dmm-bitcoin-lazarus-hack-detailed-analysis)
  • Korea: Terra-Luna collapse (2022-05) → Do Kwon indicted by Korean prosecutors / arrested in Montenegro ; Korean prosecutor investigation expanded over FTX customer losses
  • Hong Kong: JPEX fraud (2023-09) → 11 名 arrests by Hong Kong police, losses over HK$15 億, a catalyst for improving the Hong Kong SFC warning list
  • Singapore: Three Arrows Capital failure (2022-06) → MAS banned 3AC from business for 9 years; Su Zhu/Kyle Davies in judicial cooperation with the US
  • EU: Binance France AMF warning (2023) → re-authorized in the 2024 SAS Société form ; BaFin’s individual approval of Coinbase Germany 2021-06
  • US: SEC v. Coinbase (filed 2023-06 → dismissed in part 2024-03 ) ; SEC v. Binance.US (2023-06) ; FTX failure → SBF 25 -year prison sentence (2024-03)
  • UAE: Bybit (UAE-headquartered) / withdrawal from the Japanese market (2026-03) ; OKX US settlement over FIU violations 2025
  • UK: Binance UK FCA warning → withdrawal 2024 ; Copper.co accelerating expansion after authorization

K. Disclosure / financial reporting / proof-of-reserves

  • Japan: Monthly submission of customer-asset-segregation status to JVCEA + annual financial-results disclosure (submitted to the FSA)
  • Korea: Monthly STR reporting to the FIU + annual KISA ISMS renewal audit
  • Hong Kong: Monthly returns to the SFC + annual IFRS audited financials + monthly client asset attestation
  • Singapore: Annual financial statement + assurance report to MAS (monthly customer asset report for large MPIs)
  • EU: MiCA Article 67 strengthens annual report + key information disclosure + monitoring
  • US: NY BitLicense requires quarterly financial reports + annual audited financials + recommended monthly proof-of-reserves
  • UAE: VARA Rulebook mandates a monthly proof-of-reserves attestation obligation (one of the world’s strictest frequencies)
  • UK: Disclosure is limited under the MLR → to become full-scale with the FSMA extension

L. Notable carve-outs / exceptions

  • Japan: NFTs are in principle outside the VASP scope (judged individually by function) ; banks / trust banks fall under a separate framework for stablecoin issuance
  • Korea: The User Protection Act fully bans retail derivatives → even CME-affiliated overseas underwriting including institutional is restricted
  • Hong Kong: HKMA stablecoin runs parallel to the SFC VATP, dual supervision
  • Singapore: DBS Digital Exchange is by individual MAS approval (separate from the PSA), institution-only
  • EU: Existing NCA-authorized operators get a 18 -month transitional period (2024-12-30 → 2026-07-01) to migrate to MiCA
  • US: The OCC Federal Trust Charter fully exempts 50 -state MTL (Anchorage Digital was the first to obtain it 2021-01 , Circle obtained it 2025 )
  • UAE: DIFC is outside VARA’s jurisdiction (DFSA alone), ADGM is FSRA-independent (with 3 systems coexisting within the UAE)
  • UK: MLR registration is an AML obligation only; market-conduct regulation depends on the FSMA (a two-stage structure)

Integrated type (single-passport regime)

  • EU MiCA: 1 license → passporting to 27 countries (the world’s widest)
  • Japan: FSA single registration, but two-layer with JVCEA self-regulation
  • Korea: FSC + FIU single, further concentrated by the bank 1:1 rule
  • Singapore / Hong Kong: Single supervision within the city-state / SAR

Fragmented type (multi-layer regime)

  • US: Federal (FinCEN/SEC/CFTC/OCC) + state (50 -state MTL + NY BitLicense), the world’s most complex
  • UAE: VARA + DFSA + ADGM-FSRA + federal SCA + Central Bank, with 5 systems coexisting

Phased build-out type (phased regime)

  • UK: MLR 2017 (AML-centered, current) → FSMA 2023 extension (2026-2027 phased) to shift to full-scale regulation
  • Korea: Specific-Financial-Transaction-Information Act (2021) → User Protection Act (2024) → stablecoin regulation (planned 2026 ), added in phases

3. Implications for global CEX strategy

  • MiCA passporting intensified the competition to acquire EU bases from 2024-2025 → confirming the configuration of Coinbase EU (Luxembourg) / Kraken EU (Ireland) / Crypto.com EU (Malta) / Binance France
  • US state-by-state MTL costs reach the tens of millions of dollars for nationwide deployment, resulting in ecosystem concentration among a handful of major players
  • UAE VARA’s low corporate tax + full-stack license + retail unbanning provides a “floor of global trust” → the headquarters-relocation trend of Bybit / OKX / Crypto.com
  • APAC three-city division of labor: the role-sharing of Singapore (institution-oriented) / Hong Kong (retail unbanned, limited to large names) / Japan (retail-permitted, strict whitelist) has become entrenched
  • US GENIUS Act 2025 + the OCC Trust route push the US back up to the world’s largest stablecoin-issuance hub (Circle / Paxos / USD bank via OCC)

Sources