DMM.com Securities
On this page
Wiki route
This entry sits under securities-firms INDEX (its domain route). Read it against GMO Click Securities for the closest retail FX / CFD peer / contrast, and against the FSA plus JSDA for the FIEA supervisory / self-regulatory boundary. The crypto-asset operator view lives separately on the DMM exchange page.
TL;DR
DMM.com Securities Co., Ltd. (株式会社DMM.com証券) is the DMM group’s securities / OTC-FX / CFD operator. As a Type I Financial Instruments Business Operator (第一種金融商品取引業者) under the Financial Instruments and Exchange Act, it is listed in the FSA’s financial-instruments-business-operator registry as “株式会社DMM.com証券” (Director-General of the Kanto Local Finance Bureau (Kinsho) 第1629号). The crypto-asset context of the same legal entity is handled by Jp Exchange Dmm Com Securities, while this page carves it out as an FIEA operator.
1. License / group boundary
| Item | Notes |
|---|---|
| Legal name | 株式会社DMM.com証券 |
| License route | Type I financial instruments business under the FIEA (FSA financial-instruments-business-operator registry) |
| FSA registration | Director-General of the Kanto Local Finance Bureau (Kinsho) 第1629号 |
| FIEA scope | Type I / Type II |
| Self-regulatory body | [[financial-regulators/jsda |
| Core products | Equities (DMM Kabu), OTC FX (DMM FX), CFD |
| Namespace boundary | securities-firms page = securities / FX; exchanges page = crypto-asset operator |
2. Operating model
DMM.com Securities provides retail trading services such as DMM Kabu, DMM FX, and CFD. Because its registration as an FIEA operator and its registration as a crypto-asset operator intersect, namespace separation is important. In the retail FX / CFD market it becomes a comparison target with GMO Click Securities, SBI FX Trade, Traders Securities, Saxo Bank Securities, and others.
3. Why this page matters
- Because the same legal entity spans securities, FX, CFD, and the crypto-asset periphery, combining it onto the 1 page would mix up regulatory issues. On the securities-firms side it is treated as an FIEA / securities operator, and on the exchanges side as a crypto-asset exchange operator.
- It fixes the Type I operator anchor under FSA supervision and provides a comparison basis against OTC-FX competitors.
Related
- Jp Exchange Dmm Com Securities
- GMO Click Securities
- Traders Securities
- SBI FX Trade
- securities-firms INDEX
- FinWiki index
Sources
- FSA, “金融商品取引業者登録一覧”,
kinyushohin.xlsx. - DMM.com Securities, “会社概要”.
- DMM.com Securities, “お客様本位の業務運営に関する方針”.