Saxo Bank Securities
On this page
Wiki route
This entry sits under securities-firms INDEX (its domain route). Read it against GMO Click Securities for the closest domestic retail FX / CFD peer / contrast, and against the FSA plus JSDA for the FIEA supervisory / self-regulatory boundary. As a foreign-parented FIEA arm, contrast it with Goldman Sachs Japan.
TL;DR
Saxo Bank Securities Co., Ltd. (サクソバンク証券株式会社) is a Japan FIEA operator whose 100% parent is Saxo Bank A/S of Denmark. As a Type I Financial Instruments Business Operator under the Financial Instruments and Exchange Act, it is listed in the FSA’s list of financial instruments business operators as “サクソバンク証券株式会社” (Director-General of the Kanto Local Finance Bureau (Kinsho) 第239号). It is a Japan access point for foreign equities, OTC FX, CFDs, and derivative-type products.
1. License / group boundary
| Item | Notes |
|---|---|
| Legal name | サクソバンク証券株式会社 |
| License route | Type I Financial Instruments Business under the Financial Instruments and Exchange Act (FSA list of financial instruments business operators) |
| FSA registration | Director-General of the Kanto Local Finance Bureau (Kinsho) 第239号 |
| FIEA scope | Type I / Type II |
| Self-regulatory body | [[financial-regulators/jsda |
| Parent boundary | Saxo Bank A/S (Denmark) 100% subsidiary |
| Core products | foreign equities, OTC FX, CFDs, listed / OTC derivatives |
2. Operating model
Saxo Bank Securities, as the Japanese entity of a global online trading platform, provides multi-market, multi-product access. Compared with domestic online brokers, its cross-coverage of foreign equities, options, and CFDs / FX is stronger. The main domestic retail FX competitors are GMO Click Securities and DMM.com Securities, with the comparable SBI FX Trade as a standard benchmark. As a foreign-affiliated FIEA operator, it is placed under FSA supervision with a legal personality distinct from a foreign bank branch.
3. Why this page matters
- Saxo Bank Securities is less an ordinary domestic online brokerage than a Japan-regulated gateway for a global trading platform. It is given a standalone page in order to view its product range, trading infrastructure, and foreign-affiliated broker regulation.
- Pins down the anchor of the two-layer structure of foreign parent / domestic Type I license, and provides a contrast axis with Goldman Sachs Japan.
Related
- Goldman Sachs Japan
- Citigroup Japan
- Traders Securities
- DMM.com Securities
- securities-firms INDEX
- FinWiki index
Sources
- FSA, “金融商品取引業者登録一覧”,
kinyushohin.xlsx. - Saxo Bank Securities, “会社概要・沿革”.
- Saxo Bank Securities, “サクソバンクグループについて”.