Japan financial instruments business operators registry index

Confidence: Likely Updated 2026-05-21 Review by 2026-11-21 Sources 2 Machine-translated Original (JA)
#securities#FIEA#FIBO#registry#fsa#brokers
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TL;DR

FSA’s financial instruments business operator list contains 1,945 operators as of 2026-04-30. This page is the registry-control route for the FIEA / FIBO population. It does not reproduce all 1,945 rows; the official FSA workbook remains the complete row-level source of truth.

Use this page to separate brokerage, Type I / Type II FIBO, investment advisory, investment management, PTS, tokenized-securities handling, and securities self-regulatory routes. Create standalone pages only for material brokers, asset managers, PTS / market-infrastructure operators, listed-company groups, or strategically important foreign operators.

Boundary

BoundaryTreatment
Financial instruments business operatorsFull population controlled by FSA kinyushohin.xlsx; summarized here by category and jurisdiction.
Securities company / online brokerStandalone page when market share, group strategy, or retail distribution matters.
Asset managerStandalone page when AUM, group strategy, ETF / fund platform, or public market relevance matters.
PTS / market infrastructureStandalone pages under INDEX or INDEX where relevant.
Long-tail advisers / Type II operatorsRegistry-only unless strategic.

Registry Snapshot

MetricReading
FSA as-of date2026-04-30
Total FIBO operators1,945
Type I operators291
Type II operators1,223
Investment advisory / agency operators994
Investment management operators463
Securities-related business rows1,194
Electronic public offering handling rows70
Electronic trading platform operation rows6
Tokenized securities rights handling rows18
PTS approval rows11
Special financial instruments business operators25

FSA notes that one operator may have multiple registrations, so category subtotals do not add up to the total operator count.

Jurisdiction Counts

JurisdictionOperators
FSA (Financial Services Agency)413
Hokkaido Local Finance Bureau21
Tohoku Local Finance Bureau14
Kanto Local Finance Bureau1,192
Tokai Local Finance Bureau56
Hokuriku Local Finance Bureau10
Kinki Local Finance Bureau152
Chugoku Local Finance Bureau22
Shikoku Local Finance Bureau14
Kyushu Local Finance Bureau8
Fukuoka Local Finance Branch Bureau41
Okinawa General Bureau2
Total1,945

Existing Material Wiki Routes

These routes capture material operators already present in FinWiki. They are not a full row-level reproduction of the FSA workbook.

SegmentExisting routes
Independent securities groupsnomura-hd, daiwa-sg
Megabank securities armssmbc-nikko, mizuho-securities, mufg-mums
Online brokerssbi-securities, rakuten-securities, monex-group, mufg-esmart-securities, paypay-securities, gmo-click-securities, dmm-com-securities
FX / derivatives brokerstraders-securities, saxo-bank-securities, sbi-fx-trade
Asset managersnomura-asset-management, asset-management-one, mufg-asset-management, smd-am, daiwa-asset-management, sbi-asset-management, nikko-asset-management
PTS / market infrastructurejapannext-securities, osaka-digital-exchange
Foreign investment banks / brokersgoldman-sachs-japan, jpmorgan-japan, morgan-stanley-japan, bnp-paribas-japan, ubs-japan, barclays-japan, citigroup-japan, deutsche-japan, bank-of-america-japan, socgen-japan

Promotion Rules

Promote an operator from registry-only to standalone page only if it is:

  • a major broker, asset manager, PTS, market-infrastructure operator, or listed-company group;
  • strategically important for retail brokerage, NISA, security tokens, FX / derivatives, or capital-markets infrastructure;
  • a foreign operator with material Japan branch / subsidiary presence;
  • public-source rich enough to support standalone analysis.

Sources

  • FSA, “金融商品取引業者登録一覧”, kinyushohin.xlsx, as of 2026-04-30.
  • FSA English financial instruments business operators list.